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Beneficial Ownership Reports

Dividend & Distribution Policy
Continuous dividend and distribution payments on “GAM” common stock since 1939.

Two-Year Dividend & Distribution Summary
Dividends and distributions per share of “GAM” and “GAM Pr” stock.

Twenty Years of Dividends & Distributions
Aggregate dividends and distributions per share of “GAM” common stock.

Report Downloads
Financial statements and other reports in PDF format.

Beneficial Ownership Reports
Forms 3, 4 and 5 filed by our Directors and Officers

2008
 9/04/08  Form 4 for Craig A. Grassi
 7/22/08  Form 4 for Eugene S. Stark
 7/21/08  Form 4 for Eugene S. Stark
 7/10/08  Form 4 for D. Ellen Shuman
 6/19/08  Form 4 for Craig A. Grassi
 3/06/08  Form 4 for Craig A. Grassi
 1/18/08  Form 4 for D. Ellen Shuman

2007
12/31/07  Form 5 for Arthur G. Altschul, Jr.
12/31/07  Form 5 for Rodney B. Berens
12/31/07  Form 5 for Carole Anne Clementi
12/31/07  Form 5/A for Carole Anne Clementi
12/31/07  Form 5 for Lewis B. Cullman
12/31/07  Form 5 for Spencer Davidson
12/31/07  Form 5 for Peter P. Donnelly
12/31/07  Form 5 for Gerald M. Edelman
12/31/07  Form 5 for John D. Gordan, III
12/31/07  Form 5 for Craig A. Grassi
12/31/07  Form 5 for Sidney R. Knafel
12/31/07  Form 5 for Maureen E. LoBello
12/31/07  Form 5 for Sally A. Lynch
12/31/07  Form 5 for Diane G. Radosti
12/31/07  Form 5 for D. Ellen Shuman
12/31/07  Form 5 for Eugene S. Stark
12/31/07  Form 5 for Joseph T. Stewart, Jr.
12/31/07  Form 5 for Jesse R. Stuart
12/31/07  Form 5 for Raymond S. Troubh
12/31/07  Form 5 for Andrew V. Vindigni
11/20/07  Form 4 for Rodney B. Berens
  7/12/07  Form 4 for Rodney B. Berens
  7/11/07  Form 3 for Daniel M. Neidich
  7/11/07  Form 3 for Rodney B. Berens
  6/12/07  Form 4 for Craig A. Grassi
  6/05/07  Form 4 for Craig A. Grassi
  5/22/07  Form 4 for Craig A. Grassi
  5/17/07  Form 4 for Craig A. Grassi
  5/15/07  Form 4 for Craig A. Grassi
  4/09/07  Form 4 for Lewis B. Cullman
  2/15/07  Form 4 for Lawrence B. Buttenwieser
  2/07/07  Form 4 for Lawrence B. Buttenwieser
  1/04/07  Form 4 for Lawrence B. Buttenwieser

2006
12/31/06  Form 5 for Arthur G. Altschul, Jr.
12/31/06  Form 5 for Carole Anne Clementi
12/31/06  Form 5 for Lewis B. Cullman
12/31/06  Form 5 for Spencer Davidson
12/31/06  Form 5 for Peter D. Donnelly
12/31/06  Form 5 for Gerald M. Edelman
12/31/06  Form 5 for William T. Golden
12/31/06  Form 5/A for William T. Golden
12/31/06  Form 5 for John D. Gordan, III
12/31/06  Form 5 for Sidney R. Knafel
12/31/06  Form 5 for Maureen E. LoBello
12/31/06  Form 5 for Sally A. Lynch
12/31/06  Form 5 for Richard R. Pivirotto
12/31/06  Form 5 for Diane G. Radosti
12/31/06  Form 5 for D. Ellen Shuman
12/31/06  Form 5 for Eugene S. Stark
12/31/06  Form 5 for Joseph T. Stewart, Jr.
12/31/06  Form 5 for Jesse R. Stuart
12/31/06  Form 5 for Raymond S. Troubh
12/31/06  Form 5 for Andrew V. Vindigni
11/03/06  Form 4 for Lawrence B. Buttenwieser
10/24/06  Form 4 for Lawrence B. Buttenwieser
10/10/06  Form 4 for Lawrence B. Buttenwieser
  4/11/06  Form 4 for Lawrence B. Buttenwieser
  3/29/06  Form 4 for Lawrence B. Buttenwieser
  3/15/06  Form 4 for Lawrence B. Buttenwieser
  3/07/06  Form 4 for Lawrence B. Buttenwieser
  1/17/06  Form 4 for Lawrence B. Buttenwieser
  1/10/06  Form 4 for Craig A. Grassi
  1/09/06  Form 4 for Lawrence B. Buttenwieser
  1/03/06  Form 4 for Lawrence B. Buttenwieser
  1/01/06  Form 3 for Sally A. Lynch
  1/01/06  Form 3 for Jesse R. Stuart

2005
12/31/05   Form 5 for Arthur G. Altschul, Jr.
12/31/05   Form 5 for Dr. William O. Baker
12/31/05   Form 5 for Lawrence B. Buttenwieser
12/31/05   Form 5 for Carole Anne Clementi
12/31/05   Form 5 for Lewis B. Cullman
12/31/05   Form 5 for Spencer Davidson
12/31/05   Form 5 for Eugene L. DeStaebler, Jr.
12/31/05   Form 5 for Peter E. de Svastich
12/31/05   Form 5 for Peter D. Donnelly
12/31/05   Form 5 for Gerald M. Edelman
12/31/05   Form 5 for William T. Golden
12/31/05   Form 5 for John D. Gordan, III
12/31/05   Form 5 for Craig A. Grassi
12/31/05   Form 5 for Sidney R. Knafel
12/31/05   Form 5 for Maureen E. LoBello
12/31/05   Form 5 for Richard R. Pivirotto
12/31/05   Form 5 for Diane G. Radosti
12/31/05   Form 5 for D. Ellen Shuman
12/31/05   Form 5 for Eugene S. Stark
12/31/05   Form 5 for Joseph T. Stewart, Jr.
12/31/05   Form 5 for Raymond S. Troubh
12/31/05   Form 5 for Andrew V. Vindigni
12/19/05   Form 4 for Arthur G. Altschul, Jr.
10/18/05   Form 4 for Craig A. Grassi
  9/14/05   Form 4 for Craig A. Grassi
  8/03/05   Form 4 for Eugene L. DeStaebler, Jr.
  7/19/05   Form 4 for Lawrence B. Buttenwieser
  6/21/05   Form 4 for Spencer Davidson
  6/21/05   Form 4 for Arthur G. Altschul, Jr.
  6/13/05   Form 4 for Lawrence B. Buttenwieser
  6/06/05   Form 4 for Lawrence B. Buttenwieser
  5/23/05   Form 4 for Lawrence B. Buttenwieser
  5/23/05   Form 4 for Spencer Davidson
  5/18/05   Form 4 for Spencer Davidson
  5/17/05   Form 4 for Arthur G. Altschul, Jr.
  5/17/05   Form 4 for Spencer Davidson
  5/16/05   Form 3 for Eugene S. Stark
  5/09/05   Form 4 for Lawrence B. Buttenwieser
  5/09/05   Form 4 for Arthur G. Altschul, Jr.
  5/09/05   Form 4 for Spencer Davidson
  5/05/05   Form 4 for Arthur G. Altschul, Jr.
  5/05/05   Form 4 for Spencer Davidson
  5/04/05   Form 4 for Arthur G. Altschul, Jr.
  5/04/05   Form 4 for Spencer Davidson
  5/03/05   Form 4 for Lawrence B. Buttenwieser
  4/25/05   Form 4 for Lawrence B. Buttenwieser
  4/21/05   Form 4 for Craig A. Grassi
  4/05/05   Form 4 for Lawrence B. Buttenwieser
  3/23/05   Form 4 for Eugene L. DeStaebler, Jr.
  3/15/05   Form 4/A for Lawrence B. Buttenwieser
  3/15/05   Form 4 for Lawrence B. Buttenwieser
  3/10/05   Form 4/A for Lawrence B. Buttenwieser
  3/10/05   Form 4 for Lawrence B. Buttenwieser
  3/10/05   Form 4 for Eugene L. DeStaebler, Jr.
  3/10/05   Form 4 for Craig A. Grassi
  3/09/05   Form 4 for Craig A. Grassi
  3/03/05   Form 4 for Spencer Davidson
  3/02/05   Form 4 for Spencer Davidson
  3/01/05   Form 4 for Spencer Davidson
  2/25/05   Form 4 for Spencer Davidson
  2/17/05   Form 4 for Lawrence B. Buttenwieser
  2/09/05   Form 4 for Lawrence B. Buttenwieser
  1/19/05   Form 3 for Peter E. de Svastich
  1/04/05   Form 4 for Lawrence B. Buttenwieser
  1/01/05   Form 3 for Maureen E. LoBello
  1/01/05   Form 3 for Craig A. Grassi

2004
12/31/04   Form 5 for Arthur G. Altschul, Jr.
12/31/04   Form 5/A for Arthur G. Altschul, Jr.
12/31/04   Form 5 for Dr. William O. Baker
12/31/04   Form 5 for Lawrence B. Buttenwieser
12/31/04   Form 5 for Carole Anne Clementi
12/31/04   Form 5 for Lewis B. Cullman
12/31/04   Form 5 for Spencer Davidson
12/31/04   Form 5 for Eugene L. DeStaebler, Jr.
12/31/04   Form 5 for Peter D. Donnelly
12/31/04   Form 5 for Gerald M. Edelman
12/31/04   Form 5 for William T. Golden
12/31/04   Form 5 for John D. Gordan, III
12/31/04   Form 5 for Sidney R. Knafel
12/31/04   Form 5 for Richard R. Pivirotto
12/31/04   Form 5 for Diane G. Radosti
12/31/04   Form 5 for D. Ellen Shuman
12/31/04   Form 5 for Joseph T. Stewart, Jr.
12/31/04   Form 5 for Raymond S. Troubh
12/31/04   Form 5 for Andrew V. Vindigni
11/16/04   Form 4 for Arthur G. Altschul, Jr.
10/04/04   Form 4 for Lawrence B. Buttenwieser
  9/23/04   Form 4 for Lawrence B. Buttenwieser
  9/15/04   Form 4 for Lawrence B. Buttenwieser
  8/23/04   Form 4 for Lawrence B. Buttenwieser
  8/11/04   Form 4 for D. Ellen Shuman
  7/28/04   Form 4 for Lawrence B. Buttenwieser
  7/14/04   Form 3 for D. Ellen Shuman
  7/13/04   Form 4 for Lawrence B. Buttenwieser
  6/23/04   Form 4 for Lawrence B. Buttenwieser
  5/24/04   Form 4 for Lawrence B. Buttenwieser
  5/06/04   Form 4 for Lawrence B. Buttenwieser
  5/05/04   Form 4 for Spencer Davidson
  5/04/04   Form 4 for Spencer Davidson
  4/27/04   Form 4 for Lawrence B. Buttenwieser
  4/05/04   Form 4 for Lawrence B. Buttenwieser
  3/23/04   Form 4 for Lawrence B. Buttenwieser
  3/08/04   Form 4 for Lawrence B. Buttenwieser
  3/02/04   Form 4 for Lawrence B. Buttenwieser
  2/25/04   Form 4 for Lawrence B. Buttenwieser
  2/11/04   Form 4 for Lawrence B. Buttenwieser
  1/28/04   Form 4 for Eugene L. DeStaebler, Jr.
  1/27/04   Form 4 for Arthur G. Altschul, Jr.
  1/07/04   Form 4 for Lawrence B. Buttenwieser

2003
(Beginning June 30, 2003)

12/31/03   Form 5 for Arthur G. Altschul, Jr.
12/31/03   Form 5 for Dr. William O. Baker
12/31/03   Form 5 for Carole Anne Clementi
12/31/03   Form 5 for Lewis B. Cullman
12/31/03   Form 5 for Spencer Davidson
12/31/03   Form 5 for Eugene L. DeStaebler, Jr.
12/31/03   Form 5 for Peter D. Donnelly
12/31/03   Form 5 for Gerald M. Edelman
12/31/03   Form 5 for John D. Gordan, III
12/31/03   Form 5 for Sidney R. Knafel
12/31/03   Form 5 for Richard R. Pivirotto
12/31/03   Form 5 for Diane G. Radosti
12/31/03   Form 5 for Joseph T. Stewart, Jr.
12/31/03   Form 5 for Raymond S. Troubh
12/31/03   Form 5 for Andrew V. Vindigni
12/23/03   Amended Form 4 for Lawrence B. Buttenwieser
12/23/03   Form 4 for Lawrence B. Buttenwieser
11/06/03   Form 4 for Lawrence B. Buttenwieser
10/20/03   Form 4 for John D. Gordan, III
10/20/03   Form 4 for Joseph T. Stewart, Jr.
10/09/03   Form 4 for Lawrence B. Buttenwieser
  9/30/03   Form 4 for Lawrence B. Buttenwieser
  9/24/03   Form 4 for Arthur G. Altschul, Jr.
  9/24/03   Form 4 for Carole Anne Clementi
  9/24/03   Form 4 for Spencer Davidson
  9/24/03   Form 4 for Peter P. Donnelly
  9/24/03   Form 4 for Joseph T. Stewart, Jr.
  9/23/03   Form 4 for Arthur G. Altschul, Jr.
  9/23/03   Form 4 for Carole Anne Clementi
  9/23/03   Form 4 for Spencer Davidson
  9/23/03   Form 4 for Peter P. Donnelly
  9/23/03   Form 4 for William T. Golden
  9/23/03   Form 4 for John D. Gordan, III
  9/23/03   Form 4 for Diane G. Radosti
  9/23/03   Form 4 for Joseph T. Stewart, Jr.
  9/23/03   Amended Form 4 for Joseph T. Stewart, Jr.
  9/08/03   Form 4 for Lawrence B. Buttenwieser
  8/13/03   Form 4 for Lawrence B. Buttenwieser
  7/11/03   Form 4 for Lawrence B. Buttenwieser
  7/11/03   Form 4 for Joseph T. Stewart, Jr.
  7/10/03   Form 4 for Joseph T. Stewart, Jr.




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